Broker Check

Our Services

There are many financial products in the marketplace, and so choosing the ones that best meet an individual client’s needs can be complicated. Informed decisions about the products in any portfolio are best made after an assessment of individual needs and circumstances. After meeting with your AWS financial adviser, he/she will be better informed when determining which products and services best address your unique situation. Products and services include:

  • Mutual funds
  • Fee-based Asset Management*
  • Individual Retirement Accounts
  • 401(k) and other group retirement and savings plans
  • 529 College Tuition Plans
  • Annuities
  • Life Insurance
  • U.S. Treasuries Securities**
  • Universal Life
  • Simplified Employee Pension Plans
  • Other retirement savings plans designed specifically for employee groups
  • Long-term care, disability and critical illness insurance
  • Health Insurance
  • Group health benefits

We take the time to understand your different and evolving needs, and select from an array of products to help you meet all of your goals.

*Offered by Investment Adviser Representatives only

**Offered by Series 7 registered representatives only


  • Variable*
  • Universal Life*
  • Indexed Life
  • Universal Life
  • Whole Life
  • Term Life
  • Group Life
  • Disability Income


  • Fixed Annuities
  • Variable Annuities*
  • Indexed Annuities
  • Single Premium
  • Immediate Annuities


  • Mutual Funds
  • Limited Partnerships*
  • Educational Funding
  • Real Estate Investment Trusts*

Securities Brokerage*

  • Cash Management Accounts
  • Stocks*
  • Bonds*
  • ETFs*
  • Fee-based Asset Management**

*Offered by Series 7 registered reps only

**Offered by investment advisory reps only

Employee Benefits:

  • Group Medical
  • Group Life
  • Group LTD / STD


  • HSA’s / HRA’s
  • Section 125 Cafeteria Plans
  • Retirement Plans
  • Executive Benefits
  • 401(k) Plans